Course Detail
Course Description
| Course | Code | Semester | T+P (Hour) | Credit | ECTS |
|---|---|---|---|---|---|
| BASIC CONCEPTS of CAPITAL MARKET LAW | HUK4114187 | Fall Semester | 2+0 | 2 | 4 |
| Course Program | Cuma 10:00-10:45 Cuma 11:00-11:45 |
| Prerequisites Courses | |
| Recommended Elective Courses |
| Language of Course | English |
| Course Level | First Cycle (Bachelor's Degree) |
| Course Type | Elective |
| Course Coordinator | Assoc.Prof. Harun ERYİĞİT |
| Name of Lecturer(s) | Assoc.Prof. Harun ERYİĞİT |
| Assistant(s) | |
| Aim | The primary objective of this course is to provide comprehensive instruction on the regulatory framework and institutional structure governing capital markets. It aims to delve into the fundamental regulations of Capital Market Law, impart knowledge on the underlying principles and rules of this legal domain, and illustrate their practical implementation through relevant examples. |
| Course Content | This course contains; Theories of Firm from Anglo-American Perspectives,Agency Theory and Agency Costs,Corporate Governance,Financial System and Capital Markets,Capital Market Regulations,Capital Market Institutions - Part I,Capital Market Institutions - Part II,Capital Market Instruments,Issuance of Capital Market Instruments,Initial Public Offerings - Part I,Initial Public Offerings - Part II,Publicly Traded Companies,Profit Distribution and Dividend Advances in Publicly Traded Companies,Public Disclosure. |
| Dersin Öğrenme Kazanımları | Teaching Methods | Assessment Methods |
| Recognize Anglo-American based theories regarding the concept of company. | 10, 16, 9 | A |
| Identify Corporate Governance Principles. | 12, 16, 9 | A |
| Describes the relationship between Financial Systems and Capital Markets. | 9 | A |
| Recognizes Capital Market Institutions | 16, 9 | A |
| Recongize Capital Market Instruments | 16 | A |
| Identify Initial Public Offerings process | 16, 4, 9 | A |
| Teaching Methods: | 10: Discussion Method, 12: Problem Solving Method, 16: Question - Answer Technique, 4: Inquiry-Based Learning, 9: Lecture Method |
| Assessment Methods: | A: Traditional Written Exam |
Course Outline
| Order | Subjects | Preliminary Work |
|---|---|---|
| 1 | Theories of Firm from Anglo-American Perspectives | No prior preparation is required. |
| 2 | Agency Theory and Agency Costs | No prior preparation is required. |
| 3 | Corporate Governance | No prior preparation is required. |
| 4 | Financial System and Capital Markets | No prior preparation is required. |
| 5 | Capital Market Regulations | No prior preparation is required. |
| 6 | Capital Market Institutions - Part I | No prior preparation is required. |
| 7 | Capital Market Institutions - Part II | No prior preparation is required. |
| 8 | Capital Market Instruments | No prior preparation is required. |
| 9 | Issuance of Capital Market Instruments | No prior preparation is required. |
| 10 | Initial Public Offerings - Part I | No prior preparation is required. |
| 11 | Initial Public Offerings - Part II | No prior preparation is required. |
| 12 | Publicly Traded Companies | No prior preparation is required. |
| 13 | Profit Distribution and Dividend Advances in Publicly Traded Companies | No prior preparation is required. |
| 14 | Public Disclosure | No prior preparation is required. |
| Resources |
| Sermaye Piyasası Hukuku- Tekin Memiş / Gökçen Turan, Seçkin Yayıncılık Sermaye Piyasası Hukuku - Burak Adıgüzel, Vedat Yayıncılık |
| Will be shared as lecture notes. |
Course Contribution to Program Qualifications
| Course Contribution to Program Qualifications | |||||||
| No | Program Qualification | Contribution Level | |||||
| 1 | 2 | 3 | 4 | 5 | |||
| 1 | 1. Know legal concepts and institutions; list the relations between these concepts and institutions. | X | |||||
| 2 | 2. In addition to theoretical knowledge comprehend using, comparing, interpreting and the substance and procedures of implementation of legal rules. | X | |||||
| 3 | 3. Know historical development process of law and legal systems as a branch of science. | X | |||||
| 4 | 4. Have information on contemporary legal regulations, court judgments and jurisprudential views. | X | |||||
| 5 | 5. Evaluate, interpret; and make researches on legal regulations, court judgments and jurisprudential views by a methodological approach. | X | |||||
| 5 | 5. Evaluate, interpret; and make researches on legal regulations, court judgments and jurisprudential views by a methodological approach. | X | |||||
| 6 | 6. Settle legal disputes departing from legal rules, court judgments and jurisprudential views. | X | |||||
| 7 | 7. Have the ability to find solutions to legal disputes; take initiative; behave independently and creatively. | X | |||||
| 8 | 8. Resort to assistance of different fields of expertise in dealing with the unpredictable problems encountered in legal practice and take responsibility in team works. | X | |||||
| 9 | 9. Undertake planning and management of activities for professional progress of employees working under their authority and responsibility. | X | |||||
| 10 | 10. Follow and evaluate the developments in theory and practice of law. | X | |||||
| 11 | 11. Deal with the social and legal problems with a critical perspective and produce solutions for these problems. | X | |||||
| 12 | 12. Have the awareness of the need for life-long learning (continuous education). | X | |||||
| 13 | 13. Inform individuals and institutions on legal subjects; present oral and written proposals with reasoning. | X | |||||
| 14 | 14. Use information and communication technologies in the field of legal profession effectively. | X | |||||
| 15 | 15. Know a foreign language at the level of following international developments and communicating with other lawyers worldwide. | X | |||||
| 16 | 16. Plan professional projects and activities and implement them with sense of social responsibility. | X | |||||
| 17 | 17. Have the basic knowledge of the structure of international society and forms of relations; and evaluates international problems. | X | |||||
| 18 | 18. As a lawyer who recognizes universal principles of law, protects and defends rule of law quality of Turkish Republic. | X | |||||
| 18 | 18. As a lawyer who recognizes universal principles of law, protects and defends rule of law quality of Turkish Republic. | X | |||||
| 19 | 19. Have a sense of professional and ethical responsibility. | X | |||||
| 19 | 19. Have a sense of professional and ethical responsibility. | X | |||||
| 20 | 20. Have the capacity of evaluation and competency of finding solutions for legal disputes from the point of positive and ideal law. | X | |||||
Assessment Methods
| Contribution Level | Absolute Evaluation | |
| Rate of Midterm Exam to Success | 40 | |
| Rate of Final Exam to Success | 60 | |
| Total | 100 | |
| ECTS / Workload Table | ||||||
| Activities | Number of | Duration(Hour) | Total Workload(Hour) | |||
| Course Hours | 14 | 3 | 42 | |||
| Guided Problem Solving | 1 | 3 | 3 | |||
| Resolution of Homework Problems and Submission as a Report | 0 | 0 | 0 | |||
| Term Project | 0 | 0 | 0 | |||
| Presentation of Project / Seminar | 0 | 0 | 0 | |||
| Quiz | 0 | 0 | 0 | |||
| Midterm Exam | 1 | 30 | 30 | |||
| General Exam | 1 | 50 | 50 | |||
| Performance Task, Maintenance Plan | 0 | 0 | 0 | |||
| Total Workload(Hour) | 125 | |||||
| Dersin AKTS Kredisi = Toplam İş Yükü (Saat)/30*=(125/30) | 4 | |||||
| ECTS of the course: 30 hours of work is counted as 1 ECTS credit. | ||||||
Detail Informations of the Course
Course Description
| Course | Code | Semester | T+P (Hour) | Credit | ECTS |
|---|---|---|---|---|---|
| BASIC CONCEPTS of CAPITAL MARKET LAW | HUK4114187 | Fall Semester | 2+0 | 2 | 4 |
| Course Program | Cuma 10:00-10:45 Cuma 11:00-11:45 |
| Prerequisites Courses | |
| Recommended Elective Courses |
| Language of Course | English |
| Course Level | First Cycle (Bachelor's Degree) |
| Course Type | Elective |
| Course Coordinator | Assoc.Prof. Harun ERYİĞİT |
| Name of Lecturer(s) | Assoc.Prof. Harun ERYİĞİT |
| Assistant(s) | |
| Aim | The primary objective of this course is to provide comprehensive instruction on the regulatory framework and institutional structure governing capital markets. It aims to delve into the fundamental regulations of Capital Market Law, impart knowledge on the underlying principles and rules of this legal domain, and illustrate their practical implementation through relevant examples. |
| Course Content | This course contains; Theories of Firm from Anglo-American Perspectives,Agency Theory and Agency Costs,Corporate Governance,Financial System and Capital Markets,Capital Market Regulations,Capital Market Institutions - Part I,Capital Market Institutions - Part II,Capital Market Instruments,Issuance of Capital Market Instruments,Initial Public Offerings - Part I,Initial Public Offerings - Part II,Publicly Traded Companies,Profit Distribution and Dividend Advances in Publicly Traded Companies,Public Disclosure. |
| Dersin Öğrenme Kazanımları | Teaching Methods | Assessment Methods |
| Recognize Anglo-American based theories regarding the concept of company. | 10, 16, 9 | A |
| Identify Corporate Governance Principles. | 12, 16, 9 | A |
| Describes the relationship between Financial Systems and Capital Markets. | 9 | A |
| Recognizes Capital Market Institutions | 16, 9 | A |
| Recongize Capital Market Instruments | 16 | A |
| Identify Initial Public Offerings process | 16, 4, 9 | A |
| Teaching Methods: | 10: Discussion Method, 12: Problem Solving Method, 16: Question - Answer Technique, 4: Inquiry-Based Learning, 9: Lecture Method |
| Assessment Methods: | A: Traditional Written Exam |
Course Outline
| Order | Subjects | Preliminary Work |
|---|---|---|
| 1 | Theories of Firm from Anglo-American Perspectives | No prior preparation is required. |
| 2 | Agency Theory and Agency Costs | No prior preparation is required. |
| 3 | Corporate Governance | No prior preparation is required. |
| 4 | Financial System and Capital Markets | No prior preparation is required. |
| 5 | Capital Market Regulations | No prior preparation is required. |
| 6 | Capital Market Institutions - Part I | No prior preparation is required. |
| 7 | Capital Market Institutions - Part II | No prior preparation is required. |
| 8 | Capital Market Instruments | No prior preparation is required. |
| 9 | Issuance of Capital Market Instruments | No prior preparation is required. |
| 10 | Initial Public Offerings - Part I | No prior preparation is required. |
| 11 | Initial Public Offerings - Part II | No prior preparation is required. |
| 12 | Publicly Traded Companies | No prior preparation is required. |
| 13 | Profit Distribution and Dividend Advances in Publicly Traded Companies | No prior preparation is required. |
| 14 | Public Disclosure | No prior preparation is required. |
| Resources |
| Sermaye Piyasası Hukuku- Tekin Memiş / Gökçen Turan, Seçkin Yayıncılık Sermaye Piyasası Hukuku - Burak Adıgüzel, Vedat Yayıncılık |
| Will be shared as lecture notes. |
Course Contribution to Program Qualifications
| Course Contribution to Program Qualifications | |||||||
| No | Program Qualification | Contribution Level | |||||
| 1 | 2 | 3 | 4 | 5 | |||
| 1 | 1. Know legal concepts and institutions; list the relations between these concepts and institutions. | X | |||||
| 2 | 2. In addition to theoretical knowledge comprehend using, comparing, interpreting and the substance and procedures of implementation of legal rules. | X | |||||
| 3 | 3. Know historical development process of law and legal systems as a branch of science. | X | |||||
| 4 | 4. Have information on contemporary legal regulations, court judgments and jurisprudential views. | X | |||||
| 5 | 5. Evaluate, interpret; and make researches on legal regulations, court judgments and jurisprudential views by a methodological approach. | X | |||||
| 5 | 5. Evaluate, interpret; and make researches on legal regulations, court judgments and jurisprudential views by a methodological approach. | X | |||||
| 6 | 6. Settle legal disputes departing from legal rules, court judgments and jurisprudential views. | X | |||||
| 7 | 7. Have the ability to find solutions to legal disputes; take initiative; behave independently and creatively. | X | |||||
| 8 | 8. Resort to assistance of different fields of expertise in dealing with the unpredictable problems encountered in legal practice and take responsibility in team works. | X | |||||
| 9 | 9. Undertake planning and management of activities for professional progress of employees working under their authority and responsibility. | X | |||||
| 10 | 10. Follow and evaluate the developments in theory and practice of law. | X | |||||
| 11 | 11. Deal with the social and legal problems with a critical perspective and produce solutions for these problems. | X | |||||
| 12 | 12. Have the awareness of the need for life-long learning (continuous education). | X | |||||
| 13 | 13. Inform individuals and institutions on legal subjects; present oral and written proposals with reasoning. | X | |||||
| 14 | 14. Use information and communication technologies in the field of legal profession effectively. | X | |||||
| 15 | 15. Know a foreign language at the level of following international developments and communicating with other lawyers worldwide. | X | |||||
| 16 | 16. Plan professional projects and activities and implement them with sense of social responsibility. | X | |||||
| 17 | 17. Have the basic knowledge of the structure of international society and forms of relations; and evaluates international problems. | X | |||||
| 18 | 18. As a lawyer who recognizes universal principles of law, protects and defends rule of law quality of Turkish Republic. | X | |||||
| 18 | 18. As a lawyer who recognizes universal principles of law, protects and defends rule of law quality of Turkish Republic. | X | |||||
| 19 | 19. Have a sense of professional and ethical responsibility. | X | |||||
| 19 | 19. Have a sense of professional and ethical responsibility. | X | |||||
| 20 | 20. Have the capacity of evaluation and competency of finding solutions for legal disputes from the point of positive and ideal law. | X | |||||
Assessment Methods
| Contribution Level | Absolute Evaluation | |
| Rate of Midterm Exam to Success | 40 | |
| Rate of Final Exam to Success | 60 | |
| Total | 100 | |