The main objective of this course is to provide fundamental knowledge of financial system, capital markets instruments and their valuation during public offering process.
Course Content
This course contains; Financial System and its evolution in the World and Turkey,Capital Markets in the mechanism of Financial System,Capital market instruments and their public offering process.,Securities,Public Offering Process,Valuation of securities in IPOs,Debt financing ınstruments,Legal Documents and Clause on Debt financing Instruments,IPOs for participation shares,A Case Study of Company IPOs,A case Study: Pricing,A case Study: Valuation of Firm,A case Study: Intermediaries,A Case Study: Post-IPO Process.
Dersin Öğrenme Kazanımları
Teaching Methods
Assessment Methods
1.Will be able to identify IPOs
10, 16, 9
A
1.1.Understands the functioning mechanism of the financial system, the concept of market, and the factors affecting the development of financial markets.
10, 16, 9
A
1.2.Classifies capital markets in financial system
10, 16, 9
A
2.Will be able to identify capital market instruments
10, 16, 9
A
2.1.Identifies securities
10, 16, 9
A
2.2.Identifies debt financing instruments
10, 16, 9
A
3.Will be able to compare stocks and bonds.
10, 16, 9
A
3.1.Decides on investment in stocks.
10, 16, 9
A
3.2.Decides on bond investment.
10, 16, 9
A
4.1.Explains international parity.
10, 16, 9
A
4.2.Explains international parity conditions.
10, 16, 9
A
5.Will be able to carry out Borsa Istanbul and Public Offering transactions.
10, 16, 9
A
5.1.Transacts on futures exchanges
10, 16, 9
A
5.1.Carries out transactions on BIST and VOB stock exchanges.
10, 16, 9
A
4. Will be able to evaluate the international parity system.
Financial System and its evolution in the World and Turkey
Examination of academic studies on the subject.
2
Capital Markets in the mechanism of Financial System
Examination of academic studies on the subject.
3
Capital market instruments and their public offering process.
Examination of academic studies on the subject.
4
Securities
Examination of academic studies on the subject.
5
Public Offering Process
Examination of academic studies on the subject.
6
Valuation of securities in IPOs
Examination of academic studies on the subject.
7
Debt financing ınstruments
Examination of academic studies on the subject.
8
Legal Documents and Clause on Debt financing Instruments
Examination of academic studies on the subject.
9
IPOs for participation shares
Examination of academic studies on the subject.
10
A Case Study of Company IPOs
Examination of academic studies on the subject.
11
A case Study: Pricing
Examination of academic studies on the subject.
12
A case Study: Valuation of Firm
Examination of academic studies on the subject.
13
A case Study: Intermediaries
Examination of academic studies on the subject.
14
A Case Study: Post-IPO Process
Examination of academic studies on the subject.
Resources
1. Sermaye Piyasası Araçları (2023) :SPL ( Lisanslama Sicil ve Eğitim Kuruluşu online içerik)
2. "Finansal Matematik ve Risk Yönetimi" (2023) - Aydın Dabak, Deniz Karaçay ve Gürhan
Additional Readings
1. İşletme Finansı" (2023) - Cengiz Erol ve Selçuk Kendirli
2. Richard A. Brealey, Stewart C. Myers, Alan J. Marcus (2023) Çev.: Ünal Bozkurt, Türkan Arıkan, Hatice Doğukanlı, İşletme Finansının Temelleri, Literatür Yayıncılık,
İstanbul
Course Contribution to Program Qualifications
Course Contribution to Program Qualifications
No
Program Qualification
Contribution Level
1
2
3
4
5
1
Defines the basic concepts of banking and insurance.
X
2
Describes the mathematical and statistical methods of banking and insurance
X
3
Uses the computer programs needed in banking and insurance
4
Uses the professional foreign language proficiency required in banking and insurance
5
Prepares the project and manage the teamworks
6
Uses the theoretical and practical knowledge of the banking and insurance.
X
7
Constantly evaluates itself by following the developments in science and technology with the importance of lifelong learning
X
8
Uses verbal and written communication skills using the latest technologies and at least one foreign language
9
Accepts ethical values and social rights and applies them
10
Analyzes and discusses using the data of banking and insurance
X
11
Uses the information on the other disciplines that can provide support for theoretical studies in banking and insurance (economics, law, business, etc.)
X
12
Offers micro and macro suggestions on the problems in the banking and insurance sector
X
Assessment Methods
Contribution Level
Absolute Evaluation
Rate of Midterm Exam to Success
40
Rate of Final Exam to Success
60
Total
100
ECTS / Workload Table
Activities
Number of
Duration(Hour)
Total Workload(Hour)
Course Hours
14
3
42
Guided Problem Solving
5
4
20
Resolution of Homework Problems and Submission as a Report
7
2
14
Term Project
7
3
21
Presentation of Project / Seminar
1
2
2
Quiz
1
6
6
Midterm Exam
1
15
15
General Exam
1
30
30
Performance Task, Maintenance Plan
0
0
0
Total Workload(Hour)
150
Dersin AKTS Kredisi = Toplam İş Yükü (Saat)/30*=(150/30)
5
ECTS of the course: 30 hours of work is counted as 1 ECTS credit.
Detail Informations of the Course
Course Description
Course
Code
Semester
T+P (Hour)
Credit
ECTS
CAPITAL MARKET INSTRUMENTS
-
Fall Semester
3+0
3
5
Course Program
Prerequisites Courses
Recommended Elective Courses
Language of Course
Turkish
Course Level
First Cycle (Bachelor's Degree)
Course Type
Elective
Course Coordinator
Prof.Dr. Serhat YÜKSEL
Name of Lecturer(s)
Prof.Dr. Serhat YÜKSEL
Assistant(s)
Introduction to Finance
Financial Management
Aim
The main objective of this course is to provide fundamental knowledge of financial system, capital markets instruments and their valuation during public offering process.
Course Content
This course contains; Financial System and its evolution in the World and Turkey,Capital Markets in the mechanism of Financial System,Capital market instruments and their public offering process.,Securities,Public Offering Process,Valuation of securities in IPOs,Debt financing ınstruments,Legal Documents and Clause on Debt financing Instruments,IPOs for participation shares,A Case Study of Company IPOs,A case Study: Pricing,A case Study: Valuation of Firm,A case Study: Intermediaries,A Case Study: Post-IPO Process.
Dersin Öğrenme Kazanımları
Teaching Methods
Assessment Methods
1.Will be able to identify IPOs
10, 16, 9
A
1.1.Understands the functioning mechanism of the financial system, the concept of market, and the factors affecting the development of financial markets.
10, 16, 9
A
1.2.Classifies capital markets in financial system
10, 16, 9
A
2.Will be able to identify capital market instruments
10, 16, 9
A
2.1.Identifies securities
10, 16, 9
A
2.2.Identifies debt financing instruments
10, 16, 9
A
3.Will be able to compare stocks and bonds.
10, 16, 9
A
3.1.Decides on investment in stocks.
10, 16, 9
A
3.2.Decides on bond investment.
10, 16, 9
A
4.1.Explains international parity.
10, 16, 9
A
4.2.Explains international parity conditions.
10, 16, 9
A
5.Will be able to carry out Borsa Istanbul and Public Offering transactions.
10, 16, 9
A
5.1.Transacts on futures exchanges
10, 16, 9
A
5.1.Carries out transactions on BIST and VOB stock exchanges.
10, 16, 9
A
4. Will be able to evaluate the international parity system.
Financial System and its evolution in the World and Turkey
Examination of academic studies on the subject.
2
Capital Markets in the mechanism of Financial System
Examination of academic studies on the subject.
3
Capital market instruments and their public offering process.
Examination of academic studies on the subject.
4
Securities
Examination of academic studies on the subject.
5
Public Offering Process
Examination of academic studies on the subject.
6
Valuation of securities in IPOs
Examination of academic studies on the subject.
7
Debt financing ınstruments
Examination of academic studies on the subject.
8
Legal Documents and Clause on Debt financing Instruments
Examination of academic studies on the subject.
9
IPOs for participation shares
Examination of academic studies on the subject.
10
A Case Study of Company IPOs
Examination of academic studies on the subject.
11
A case Study: Pricing
Examination of academic studies on the subject.
12
A case Study: Valuation of Firm
Examination of academic studies on the subject.
13
A case Study: Intermediaries
Examination of academic studies on the subject.
14
A Case Study: Post-IPO Process
Examination of academic studies on the subject.
Resources
1. Sermaye Piyasası Araçları (2023) :SPL ( Lisanslama Sicil ve Eğitim Kuruluşu online içerik)
2. "Finansal Matematik ve Risk Yönetimi" (2023) - Aydın Dabak, Deniz Karaçay ve Gürhan
Additional Readings
1. İşletme Finansı" (2023) - Cengiz Erol ve Selçuk Kendirli
2. Richard A. Brealey, Stewart C. Myers, Alan J. Marcus (2023) Çev.: Ünal Bozkurt, Türkan Arıkan, Hatice Doğukanlı, İşletme Finansının Temelleri, Literatür Yayıncılık,
İstanbul
Course Contribution to Program Qualifications
Course Contribution to Program Qualifications
No
Program Qualification
Contribution Level
1
2
3
4
5
1
Defines the basic concepts of banking and insurance.
X
2
Describes the mathematical and statistical methods of banking and insurance
X
3
Uses the computer programs needed in banking and insurance
4
Uses the professional foreign language proficiency required in banking and insurance
5
Prepares the project and manage the teamworks
6
Uses the theoretical and practical knowledge of the banking and insurance.
X
7
Constantly evaluates itself by following the developments in science and technology with the importance of lifelong learning
X
8
Uses verbal and written communication skills using the latest technologies and at least one foreign language
9
Accepts ethical values and social rights and applies them
10
Analyzes and discusses using the data of banking and insurance
X
11
Uses the information on the other disciplines that can provide support for theoretical studies in banking and insurance (economics, law, business, etc.)
X
12
Offers micro and macro suggestions on the problems in the banking and insurance sector
